This guide will assist in-house counsel, private practice lawyers, and risk and compliance teams in understanding the corporate governance responsibility under the Companies Act 2006, the ‘comply or explain’ principles of UK Corporate Governance Codes (allowing companies to adhere to the principles or explain deviations) and the financial regulation under the Financial Services and Markets Act 2000 (as amended) (FSMA). The guide sets out a high-level overview of the rules, practices and principles that are in place to manage and control a company and provide oversight of financial markets and the protection of consumers.
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